-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IwaX6/uEHp3cSC8XiYZMvuy9KXJMKyxIZUBIdRIGgy0gW59DfU56wFb4nJeFwBpL L0UtMPOQ59+8p45cbkdRFg== 0000891618-02-000750.txt : 20020414 0000891618-02-000750.hdr.sgml : 20020414 ACCESSION NUMBER: 0000891618-02-000750 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMANAGE INC CENTRAL INDEX KEY: 0001093242 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364043595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-57957 FILM NUMBER: 02547509 BUSINESS ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL 4TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 6503561166 MAIL ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL 4TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RASHID SHAMSHAD CENTRAL INDEX KEY: 0001106609 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 85 SOUTHDOWN COURT CITY: HILLSBOROUGH STATE: CA ZIP: 94010 BUSINESS PHONE: 6503561166 MAIL ADDRESS: STREET 1: 85 SOUTHDOWN COURT CITY: HILLSBOROUGH STATE: CA ZIP: 94010 SC 13G 1 f79260srsc13g.txt SCHEDULE 13G ------------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response...................14.90 ------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.__________________) iManage, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) -------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------------- ---------------------------- CUSIP NO. 13G PAGE 2 OF 6 PAGES - ---------------------------- ---------------------------- - -------- ----------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Shamshad Rashid ###-##-#### - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------- ----------------------------------------------------------------------- 5 SOLE VOTING POWER 252,916(1) NUMBER OF -------- ----------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 2,395,000(2) BY EACH -------- ----------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 -------- ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,782,291(3) - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,782,291(3) - -------- ----------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.7% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------- ----------------------------------------------------------------------- (1) This figure is the sum of: (a) 180,000 shares acquired through the exercise of certain options granted to Ms. Rashid, and (b) unexercised options to purchase 50,000 shares which were granted to Ms. Rashid in 1999, and (c) unexercised options to acquire 22,916 shares, which were granted April 24, 2001. (2) This figure is the sum of: (a) 50,000 shares held jointly with spouse, Mr. Mahmood Panjwani as the trustees of the Danyal M. Panjwani Trust, (b) 100,000 shares held jointly with Mr. Panwani as the trustees of the Panjwani Irrevocable Trust dated December 31, 1998, and (c) 2, 245,000 shares which are jointly owned with Mr. Panjwani. - ---------------------------- ---------------------------- CUSIP NO. 13G PAGE 3 OF 6 PAGES - ---------------------------- ---------------------------- (3). This figure is the sum of: (a) the shares referenced above in footnote 1, (b) the shares referenced above in footnote 2, and (c) unexercised options to purchase 100,000 shares, which were granted to Mr. Panjwani in 1999, and (d) unexercised options to acquire 34,375 shares, which were granted April 24, 2001. Item 1(a) NAME OF ISSUER: iManage, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2121 S. El Camino Real, 4th Floor San Mateo, CA 94403 Item 2(a) NAME OF PERSON FILING: Shamshad Rashid Item 2(b) ADDRESS OF PERSON FILING: 85 Southdown Court Hillsborough, CA 94010 Item 2(c) CITIZENSHIP: U.S. Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock Item 2(e) CUSIP NUMBER: 45245Y105 Item 3 If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person is filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). - ---------------------------- ---------------------------- CUSIP NO. 13G PAGE 4 OF 6 PAGES - ---------------------------- ---------------------------- (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). Not applicable Item 4 OWNERSHIP: Provide the following information regarding the aggregate number and percentage of the class and securities of the issuer identified in Item I. (a) Amount "beneficially" owned within the meaning of rule 13d-3: 2,782,291 (b) Percent of class: 11.7% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 252,916 (ii) shared power to vote or direct the vote: 2,395,000 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct disposition of: 2,782,291 Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON See footnotes 1-3 herein. - ---------------------------- ---------------------------- CUSIP NO. 13G PAGE 5 OF 6 PAGES - ---------------------------- ---------------------------- Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH AS ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable Item 9 NOTICE OF DISSOLUTION OF GROUP Not applicable Item 10 CERTIFICATIONS. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2002 ---------------------------------- Date /s/ Shamshad Rashid ---------------------------------- Signature Shamshad Rashid, Vice President -- ---------------------------------- Marketing ---------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----